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Technical Notices

Title Date
FINRA TRAQS Errors
Reminder - U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
FINRA New Issue Submission Platform
FINRA OTCE and OTC Transparency Data Websites Availability
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Update - FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
U.S. Treasury Securities Executed to Hedge a Primary Market Transaction Production Test
FINRA Legacy File Transfer Service Decommission
TRACE for Corporate and Agency API Specifications Update
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding TRACE Market Data
Holiday Reminder Regarding ORF Market Data
FINRA OTCE and OTC Transparency Data Websites Availability
Updates to ADF User Guide & Specifications
FINRA Forms
Update - FINRA Forms
Reminder – Testing U.S. Treasury Securities Executed to Hedge a Primary Market Transaction
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding TRF Market Data
Introduction to Transparency Services Initiatives and Webpage
Updates to ADF User Guide & Specifications
Update - OTC Transparency Data
OTC Transparency Data
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding ADF Market Data