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Technical Notices

Title Date
Reminder - TRAQS and API Testing
ADF Technical Notice
Reminder - Transparency Services Initiatives
Holiday Reminder Regarding TRACE Market Data
Holiday Reminder Regarding TRF Market Data
Holiday Reminder Regarding ORF Market Data
Holiday Reminder Regarding ADF Market Data
TRAQS and API Testing
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA Internal Production Testing
Weekly OTC Transparency Data Publication Delay
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA New Issue Form System Live
FINRA New Issue Form System Availability
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
FINRA OTCE and OTC Transparency Data Websites Availability
FINRA to disable Transport Layer Security (TLS) version 1.0 and version 1.1
TLS Encryption Standards
OTC Transparency Data Publication Delay
FINRA New Issue Form Changes
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
Additional Weekend Testing Opportunities – MEMX and MIAX – August 29, 2020
Additional Weekend Testing Opportunity – Long Term Stock Exchange – August 22, 2020
FINRA New Issue Submission Platform Training Videos
Weekend Testing Opportunity – Long Term Stock Exchange – August 15, 2020
Weekend Testing Opportunity – Members Exchange – August 15, 2020
FINRA publishes New OATS Reporting Technical Specifications – July 31, 2020
Error Handling
Update - FINRA TRAQS Errors